First Capital offers equity stockbrokering services in Sri Lanka, acting as a conduit between retail and institutional clients and the secondary market of the Colombo Stock Exchange. Our investment advisors strive to facilitate timely and efficient execution, backed by sophisticated trading tools. We rely on our research team’s invaluable input and our transactional expertise to offer advice on trading strategies. We advise and execute strategic trading for high-networth and institutional investors providing single, block and negotiated trades.
ACCOUNT OPENING
LOCAL & FOREIGN INDIVIDUAL
CDS Form 1 Application for opening of Securities Accounts for Individuals
CDS Form 1 (A1) Know Your Customer (KYC) Profile – Individuals
CDS Form 1 (A2) Declaration form to be submitted for individuals
CDS Form 1 (B) Instructions to fill the Account Opening Application Form (Sinhala & Tamil Translations)
CDS Form 1 (C) Declaration form to be submitted for non-resident Sri Lankan Individuals
Form 2 Client Agreement
Form 3 Credit Extension Agreement
Form 4 (A) Online Agreement – Individual
Form 4 (B) Online Application – Individual
Form 5 Sales Proceed Hold Letter
Form 6 Consent Letter for monthly Statement/ Contract Note email
Form 7 FATCA – Dual Citizen Client Information Form
Form 8 Specimen Signature Card
CORPORATE ACCOUNTS
CDS Form 2 Application for Opening of Securities Accounts for Companies
CDS Form 2 (A) Know Your Customer (KYC) Profile – Companies
CDS Form 2 (B) Declaration form to be submitted for Companies
Form 2 Client Agreement
Form 3 Credit Extension Agreement
Form 4 (A) Online Agreement – Individual
Form 4 (B) Online Application – Individual
Form 5 Sales Proceed Hold Letter
Form 6 Consent Letter for monthly Statement/ Contract Note email
Form 7 FATCA – Dual Citizen Client Information Form
Form 8 Specimen Signature Card
Form 9 KYC – Director, Partners, Authorized Signatory for Corporate
CHECK LIST
Guideline for Foreign Corporate
INTERNET TRADING
Online Agreement – Individual (A)
Online Application – Individual (B)
Online Agreement – Corporate 2(A)
Online Application – Corporate 2(B)
OTHER DOCUMENTATION
CDS Form 3 Sold Transfer – Nationals – Used to deposit certificates/scripts in CDS Accounts
CDS Form 4 Sold Transfer – Non-Nationals – Used to deposit certificates/scripts in CDS Accounts
CDS Form 6 Request for Inter/Intra Account transfer of Securities
CDS Form 28 Request for Inter/Intra Account transfer of Securities
CDS Form 27(B) De-Activation form for the SMS Alert Service
